HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tarryn Dawson

  IRN TXR13750

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 3 Apr 2024)
  • [FCA CF] Client dealing (since 3 Apr 2024)
• Terence Owen Anthony Rice

  IRN TOR00002

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2022)
  • CF30 Customer (14 Oct 2016 to 8 Dec 2019)
• Terry Mark Anthony Holloway

  IRN TMH01077

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Oct 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2021)
• Theo John Tristan Lishman

  IRN TJL01120

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Dec 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 18 Dec 2024)
• Thibault Huysseune

  IRN TXH89332

  • [FCA CF] Material risk taker (since 19 Feb 2025)
  • Director of firm who is not a certification employee or a SMF manager (since 19 Feb 2025)
• Thom Ellison-Scott

  IRN TXE00097

  • [FCA CF] Client dealing (since 18 May 2023)
• Thomas Christopher Hardman

  IRN TXH00352

  • [FCA CF] Client dealing (18 May 2023 to 27 Jun 2025)
• Thomas Cousins Baillie

  IRN TCB00015

  • CF30 Customer (7 Mar 2009 to 3 Jan 2017)
• Thomas Fellows

  IRN TXF01291

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Thomas James Colla

  IRN TJC01211

  • CF30 Customer (23 Dec 2016 to 4 Aug 2017)

No changes recorded yet.