Theo John Tristan Lishman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Saltus Financial Planning Limited

    FRN 722703

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
    • [FCA CF] Client dealing (since 2 Mar 2026)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (9 Dec 2019 to 18 Dec 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Dec 2024)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 18 Dec 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 18 Dec 2024)
    • CF30 Customer (12 Sep 2017 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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