Thomas James Colla

• Allonby + Partners Ltd

  FRN 923235

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Sep 2020)
  • [FCA CF] Client dealing (since 9 Sep 2020)
• FACET INVESTMENT MANAGEMENT LTD (no longer approved here)

  FRN 131372

  • CF30 Customer (2 Mar 2018 to 9 Sep 2020)
• Allonby + Partners Ltd (no longer approved here)

  FRN 768229

  • Employed By (2 Mar 2018 to 9 Sep 2020)
• Evelyn Partners Securities (no longer approved here)

  FRN 124255

  • CF30 Customer (16 Feb 2017 to 4 Aug 2017)
• Evelyn Partners Investment Management Services Limited (no longer approved here)

  FRN 165169

  • CF30 Customer (16 Feb 2017 to 4 Aug 2017)
• HW Financial Services Limited (no longer approved here)

  FRN 134190

  • CF30 Customer (23 Dec 2016 to 4 Aug 2017)
• Evelyn Partners Financial Planning Limited (no longer approved here)

  FRN 136414

  • CF30 Customer (10 Dec 2016 to 4 Aug 2017)
• PricewaterhouseCoopers LLP (no longer approved here)

  FRN 221411

  • CF30 Customer (28 Aug 2015 to 28 Oct 2016)

No changes recorded yet.