HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Patricia Morris

  IRN PXM00595

  • [FCA CF] Client dealing (since 18 May 2023)
• Patrick Agnew

  IRN PXA01343

  • [FCA CF] Client dealing (18 Sep 2023 to 27 Nov 2024)
• Patrick Bruce Varley

  IRN PBV01005

  • [FCA CF] Manager of certification employee (since 26 Mar 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Dec 2021)
  • CF30 Customer (24 Aug 2019 to 8 Dec 2019)
• Patrick Ian King

  IRN PIK00001

  • [FCA CF] Significant management (since 9 Dec 2019)
• Patrick Noel Farrelly

  IRN PNF00001

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Nov 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Nov 2021)
• Patrick Williams

  IRN PAW01245

  • [FCA CF] Client dealing (since 18 May 2023)
• Paul Claricoates

  IRN PEC01040

  • [FCA CF] Client dealing (since 18 May 2023)
• Paul Connolly

  IRN PXC00603

  • [FCA CF] Functions requiring qualifications (21 May 2024 to 23 Dec 2024)
  • [FCA CF] Client dealing (21 May 2024 to 17 Jan 2025)
• Paul James Barker

  IRN PJB01560

  • [FCA CF] Client dealing (4 Mar 2021 to 23 Sep 2022)
  • [FCA CF] Functions requiring qualifications (4 Mar 2021 to 23 Sep 2022)
• Paul James Galley

  IRN PJG01154

  • CF30 Customer (5 Dec 2008 to 12 May 2011)

No changes recorded yet.