HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jacques Van Der Merwe

  IRN JXV00163

  • [FCA CF] Client dealing (18 May 2023 to 10 Apr 2026)
• Jade Hill

  IRN JXH01126

  • [FCA CF] Client dealing (since 30 May 2023)
• Jake Mills

  IRN JXM01381

  • [FCA CF] Client dealing (since 30 May 2023)
• Jake Mills

  IRN JXM00848

  • [FCA CF] Functions requiring qualifications (30 Jul 2021 to 31 Dec 2024)
  • [FCA CF] Client dealing (30 Jul 2021 to 31 Dec 2024)
• James Adams

  IRN JXA00253

  • [FCA CF] Client dealing (29 Jul 2024 to 13 Nov 2025)
• James Alan Livesey

  IRN JAL01303

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2021)
  • CF30 Customer (7 Mar 2016 to 8 Dec 2019)
• James Andrew Diack

  IRN JAD00018

  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• James Annand Fraser

  IRN JAF01157

  • SMF10 Chair of the Risk Committee (9 Dec 2019 to 23 Sep 2020)
  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 23 Sep 2020)
  • CF2 Non Executive Director (8 Apr 2014 to 8 Dec 2019)
• James Armstrong Chatten

  IRN JAC01354

  • [FCA CF] Client dealing (9 Dec 2019 to 19 Dec 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 19 Dec 2024)
  • CF30 Customer (11 Oct 2016 to 8 Dec 2019)
• James Bruce Brown

  IRN JBB00016

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Jun 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Jun 2024)

No changes recorded yet.