HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ciara Nicole Oliver

  IRN CXO00127

  • [FCA CF] Functions requiring qualifications (8 Jun 2023 to 21 Jul 2023)
  • [FCA CF] Client dealing (8 Jun 2023 to 21 Jul 2023)
• Claire Carlin

  IRN CXC00687

  • [FCA CF] Client dealing (since 18 May 2023)
  • [FCA CF] Manager of certification employee (since 18 May 2023)
• Claire Jukes

  IRN CXJ00262

  • [FCA CF] Client dealing (18 May 2023 to 4 Nov 2024)
  • [FCA CF] Manager of certification employee (18 May 2023 to 4 Nov 2024)
• Claire LaRue

  IRN CXL01341

  • CF30 Customer (4 Aug 2016 to 11 Oct 2016)
• Claire Roberts

  IRN CXR00179

  • [FCA CF] Functions requiring qualifications (11 Jan 2023 to 4 Jul 2025)
  • [FCA CF] Client dealing (11 Jan 2023 to 4 Jul 2025)
• Clare Hamilton

  IRN CXH00449

  • [FCA CF] Manager of certification employee (31 Mar 2023 to 13 Jan 2025)
  • [FCA CF] Client dealing (31 Mar 2023 to 13 Jan 2025)
• Clare Hough

  IRN CXH00811

  • [FCA CF] Client dealing (since 23 Dec 2024)
• Clinton Reynolds

  IRN CXR00558

  • [FCA CF] Client dealing (since 8 Aug 2024)
• Clive Duncan Holt

  IRN CDH00004

  • CF21 Investment Adviser (22 Feb 2002 to 18 Feb 2003)
• Colin Edward Deare

  IRN CED00002

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Mar 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2021)

No changes recorded yet.