Ciara Nicole Oliver

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Sep 2023)
  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (8 Jun 2023 to 21 Jul 2023)
    • [FCA CF] Functions requiring qualifications (8 Jun 2023 to 21 Jul 2023)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Client dealing (8 Jun 2023 to 21 Jul 2023)
    • [FCA CF] Functions requiring qualifications (8 Jun 2023 to 21 Jul 2023)
  • Killik & Co LLP (no longer approved here)

    FRN 462016

    • [FCA CF] Client dealing (19 Jul 2022 to 31 Mar 2023)
    • [FCA CF] Functions requiring qualifications (19 Jul 2022 to 31 Mar 2023)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.