Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HW Financial Services Limited (no longer approved here)

    FRN 134190

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Mar 2021)
  • Evelyn Partners Financial Planning Limited (no longer approved here)

    FRN 136414

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Mar 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (25 Jul 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Mar 2002 to 25 Jul 2002)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF21 Investment Adviser (1 Dec 2001 to 28 Feb 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.