HW Financial Services Limited

• Principal Place of Business

  45 Gresham Street

  London

  EC2V 7BG

  UNITED KINGDOM

  Phone

  +442071314000

  Web

  https://evelyn.com

• Complaints Contact

  Evelyn Partners

  Maxis 2

  Western Road

  Bracknell

  Berkshire

  RG12 1RT

  UNITED KINGDOM

  Phone

  +442071314000

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · Limited to debt counselling which is provided in connection with investment advice and buy-to-let mortgages

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Benjamin Glassman

  IRN BXG01186

  • 11. Pension transfer specialist
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Manager of certification employee (since 4 Oct 2021)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
• Benjamin Glynn

  IRN BXG00150

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 2 Jun 2023)
  • [FCA CF] Client dealing (since 2 Jun 2023)
• Benjamin Oliver Seager-Scott

  IRN BXS01648

  • [FCA CF] Manager of certification employee (19 Aug 2022 to 14 Mar 2024)
• Benjamin Siddons

  IRN BXS00416

  • [FCA CF] Client dealing (18 May 2023 to 26 Dec 2023)
• Bennedetta Siobhan Peto

  IRN BXP01478

  • SMF18 Other Overall Responsibility (13 Dec 2019 to 23 Jul 2025)
  • CF1 Director (12 Sep 2019 to 8 Dec 2019)
• Beverley Michael Covell

  IRN BMC01036

  • CF2 Non Executive Director (2 Mar 2010 to 6 Oct 2017)
• Bhavika Patel

  IRN BXD01253

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Oct 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 4 Oct 2022)
• Billy Blundell

  IRN BXB00365

  • [FCA CF] Functions requiring qualifications (29 Apr 2024 to 17 Oct 2024)
  • [FCA CF] Client dealing (29 Apr 2024 to 17 Oct 2024)
• Billy Mabberley

  IRN BXM00480

  • [FCA CF] Client dealing (since 4 Nov 2024)
• Bindesh Savjani

  IRN BXS01328

  • SMF16 Compliance Oversight (since 30 Aug 2024)
  • SMF4 Chief Risk (since 21 Nov 2023)

No changes recorded yet.