Hugh James Solicitors

• Principal Place of Business

  Two Central Square

  Central Square

  Cardiff

  Caerdydd

  CF10 1FS

  UNITED KINGDOM

  Phone

  +4402922675980

  Web

  https://www.hughjames.com

• Complaints Contact

  Two Central Square

  Central Square

  Cardiff

  Caerdydd

  CF10 1FS

  UNITED KINGDOM

  Phone

  +4402922675980

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jennifer Florence Gibbon

  IRN JFS00029

  • CF24 Pension Transfer Specialist (7 Aug 2006 to 5 Feb 2007)
  • CF21 Investment Adviser (20 Jun 2006 to 5 Feb 2007)
• Lisa Jane Russell

  IRN LJR01086

  • [FCA CF] Client dealing (4 Mar 2021 to 29 Dec 2022)
  • [FCA CF] Functions requiring qualifications (4 Mar 2021 to 29 Dec 2022)
  • CF30 Customer (17 Jun 2016 to 8 Dec 2019)
• Martin Jones

  IRN MXJ00568

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 15 Jan 2026)
• Matthew Owain Harris

  IRN MXH03379

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 5 Jan 2026)
  • [FCA CF] Client dealing (since 5 Jan 2026)
• Matthew Tossell

  IRN MXT01376

  • CF8 Apportionment and Oversight (25 Mar 2004 to 31 Mar 2009)
  • CF4 Partner (25 Mar 2004 to 21 Oct 2019)
• Peter Jose Browne

  IRN PJB01332

  • [FCA CF] Client dealing (4 Mar 2021 to 15 Mar 2024)
  • [FCA CF] Functions requiring qualifications (4 Mar 2021 to 15 Mar 2024)
  • CF30 Customer (1 Sep 2009 to 8 Dec 2019)
• Robert Frampton

  IRN RXF09529

  • CF30 Customer (31 Dec 2018 to 8 Dec 2019)
• Suzanne Helen Browne

  IRN SHD01023

  • [FCA CF] Client dealing (4 Mar 2021 to 8 Feb 2023)
  • [FCA CF] Manager of certification employee (4 Mar 2021 to 8 Feb 2023)
  • [FCA CF] Functions requiring qualifications (4 Mar 2021 to 8 Feb 2023)
  • CF30 Customer (6 Oct 2010 to 8 Dec 2019)
  • CF21 Investment Adviser (11 Apr 2005 to 31 Oct 2007)

No changes recorded yet.