Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Dec 2025)
    • CF1 Director (AR) (since 29 Aug 2025)
    • CF30 Customer (since 29 Aug 2025)
    • Employed By (since 29 Aug 2025)
  • Pure Wealth Management Limited (no longer approved here)

    FRN 826357

    • [FCA CF] Client dealing (21 Feb 2023 to 30 Nov 2025)
    • [FCA CF] Functions requiring qualifications (21 Feb 2023 to 30 Nov 2025)
  • Hugh James Solicitors (no longer approved here)

    FRN 231167

    • [FCA CF] Client dealing (4 Mar 2021 to 8 Feb 2023)
    • [FCA CF] Functions requiring qualifications (4 Mar 2021 to 8 Feb 2023)
    • [FCA CF] Manager of certification employee (4 Mar 2021 to 8 Feb 2023)
    • CF30 Customer (6 Oct 2010 to 8 Dec 2019)
    • CF21 Investment Adviser (11 Apr 2005 to 31 Oct 2007)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF22 Investment Adviser (Trainee) (20 Jan 2005 to 3 Mar 2005)
  • The Matthews Partnership Ltd (no longer approved here)

    FRN 225162

    • Employed By (20 Jan 2005 to 3 Mar 2005)

Recent activity

Updates to this individual's record on the FCA register.

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