Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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ValidPath Limited
FRN 197107
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 Dec 2025)
- CF1 Director (AR) (since 29 Aug 2025)
- CF30 Customer (since 29 Aug 2025)
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Chess Private Wealth Limited
FRN 1038040
- Employed By (since 29 Aug 2025)
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- [FCA CF] Client dealing (21 Feb 2023 to 30 Nov 2025)
- [FCA CF] Functions requiring qualifications (21 Feb 2023 to 30 Nov 2025)
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- [FCA CF] Client dealing (4 Mar 2021 to 8 Feb 2023)
- [FCA CF] Functions requiring qualifications (4 Mar 2021 to 8 Feb 2023)
- [FCA CF] Manager of certification employee (4 Mar 2021 to 8 Feb 2023)
- CF30 Customer (6 Oct 2010 to 8 Dec 2019)
- CF21 Investment Adviser (11 Apr 2005 to 31 Oct 2007)
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- CF22 Investment Adviser (Trainee) (20 Jan 2005 to 3 Mar 2005)
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- Employed By (20 Jan 2005 to 3 Mar 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.