Hubwise Securities Limited

• Principal Place of Business

  Hubwise Holdings Ltd

  Waverley Court

  Wiltell Road Industrial Estate

  Wiltell Road

  Lichfield

  Staffordshire

  WS14 9ET

  UNITED KINGDOM

  Phone

  +441283495245

  Web

  https://www.ssctech.com/products/hubwise

• Complaints Contact

  Hubwise Holdings Ltd

  Waverley Court

  Wiltell Road Industrial Estate

  Wiltell Road

  Lichfield

  Staffordshire

  WS14 9ET

  UNITED KINGDOM

  Phone

  +447900261821

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Personal Pensions

  For Personal pension scheme

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  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1 Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Adrian Stuart Maguinness

  IRN AXM01486

  • CF1 Director (AR) (since 30 Jun 2025)
• Alistair Alexander Callander

  IRN AAC01063

  • CF1 Director (AR) (20 Jun 2025 to 15 Nov 2025)
• Andrew John Feldhaus

  IRN AJF01080

  • CF1 Director (6 Jan 2010 to 20 Mar 2012)
  • CF11 Money Laundering Reporting (6 Jan 2010 to 20 Mar 2012)
  • CF10 Compliance Oversight (6 Jan 2010 to 20 Mar 2012)
  • CF30 Customer (6 Jan 2010 to 20 Mar 2012)
• Angus Macdonald

  IRN AXM01833

  • SMF1 Chief Executive (9 Dec 2019 to 11 Oct 2022)
  • SMF3 Executive Director (9 Dec 2019 to 12 Oct 2023)
  • CF10a CASS Oversight function (29 Feb 2012 to 8 Dec 2019)
  • CF1 Director (18 Oct 2011 to 8 Dec 2019)
  • CF3 Chief Executive (23 Sep 2011 to 8 Dec 2019)
• Anil Dala

  IRN AXD00161

  • SMF1 Chief Executive (since 1 Mar 2026)
  • SMF3 Executive Director (since 1 May 2024)
• Anthony Waring

  IRN AXW00872

  • [FCA CF] Significant management (15 Apr 2024 to 25 Jul 2024)
• Brian Edward Sweeney

  IRN BXS07733

  • SMF3 Executive Director (16 Jun 2022 to 9 Jan 2023)
• Carl Wharton

  IRN CXW00654

  • [FCA CF] Significant management (since 15 Apr 2024)
  • [FCA CF] CASS oversight function (since 15 Apr 2024)
• Christian Roche

  IRN CXR00027

  • CF1 Director (AR) (15 Dec 2020 to 8 Apr 2024)
• Colette McLean

  IRN CXM01289

  • [FCA CF] Significant management (11 Mar 2025 to 31 Mar 2026)

• IFSL Platform Services Limited (no longer appointed)

  FRN 784442 · Appointed 18 Jul 2017 · Until 29 Oct 2019

• Hubwise Connect Limited (no longer appointed)

  FRN 782555 · Appointed 23 Jun 2017 · Until 8 Nov 2021

No changes recorded yet.