Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2024)
- CF30 Customer (6 Oct 2011 to 8 Dec 2019)
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- CF30 Customer (6 Jan 2010 to 20 Mar 2012)
- CF1 Director (6 Jan 2010 to 20 Mar 2012)
- CF10 Compliance Oversight (6 Jan 2010 to 20 Mar 2012)
- CF11 Money Laundering Reporting (6 Jan 2010 to 20 Mar 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.