HUB Financial Solutions Limited

• Principal Place of Business

  Enterprise House

  Bancroft Road

  Reigate

  Surrey

  RH2 7RP

  UNITED KINGDOM

  Phone

  +441737233413

  Web

  https://www.hubfinancialsolutions.co.uk

• Complaints Contact

  Enterprise House

  Bancroft Road

  Reigate

  Surrey

  RH2 7RP

  UNITED KINGDOM

  Phone

  +441737233413

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Professional, Retail (Investment)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Rachel Jane Whorton

  IRN RJW01230

  • CF30 Customer (15 Nov 2018 to 28 May 2020)
• Ralph Michael Peters

  IRN RMP01081

  • CF2 Non Executive Director (16 Jul 2007 to 27 May 2010)
• Richard Lloyd

  IRN RML01106

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Apr 2021)
  • CF30 Customer (28 Aug 2015 to 8 Dec 2019)
• Richard Nicholas Hayden

  IRN RNH00015

  • CF30 Customer (11 May 2015 to 1 Mar 2019)
• Robert Douglas MacGregor

  IRN RDM00020

  • CF1 Director (AR) (21 Nov 2018 to 7 Nov 2020)
  • Responsible for Insurance Distribution (21 Nov 2018 to 7 Nov 2020)
• Robert Ian Hudson

  IRN RIH01053

  • [FCA CF] Manager of certification employee (27 Jun 2022 to 22 Sep 2025)
  • [FCA CF] Significant management (27 Jun 2022 to 22 Sep 2025)
• Rodney Malcolm Cook

  IRN RMC01067

  • CF3 Chief Executive (7 Jul 2010 to 12 May 2016)
  • CF1 Director (28 May 2010 to 12 May 2016)
  • CF8 Apportionment and Oversight (28 May 2010 to 12 May 2016)
• Roger William Pangbourne

  IRN RWP00005

  • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2021)
  • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2021)
  • CF28 Systems and controls (5 Mar 2018 to 8 Dec 2019)
  • CF29 Significant management (1 Nov 2007 to 1 Dec 2010)
  • Responsible for Insurance Mediation (16 Nov 2006 to 4 Apr 2016)
  • CF17 Significant Mgt (Other Business Operations) (16 Nov 2006 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (16 Nov 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (16 Nov 2006 to 8 Dec 2019)
• Sangjune Park

  IRN SXP00873

  • [FCA CF] Significant management (21 Dec 2023 to 24 Feb 2025)
• Sarah Breeze

  IRN SXB00298

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Nov 2023)

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No changes recorded yet.