Roger William Pangbourne

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HUB Financial Solutions Limited (no longer approved here)

    FRN 455713

    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Oct 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 31 Oct 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Oct 2021)
    • CF28 Systems and controls (5 Mar 2018 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 1 Dec 2010)
    • Responsible for Insurance Mediation (16 Nov 2006 to 4 Apr 2016)
    • CF10 Compliance Oversight (16 Nov 2006 to 8 Dec 2019)
    • CF17 Significant Mgt (Other Business Operations) (16 Nov 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (16 Nov 2006 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.