Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (25 Sep 2023 to 22 Dec 2025)
- Responsible for Insurance Distribution (25 Sep 2023 to 22 Dec 2025)
- CF1 Director (AR) (25 Oct 2021 to 10 Mar 2025)
- SMF3 Executive Director (9 Dec 2019 to 22 Dec 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 22 Dec 2025)
- CF1 Director (17 Sep 2019 to 8 Dec 2019)
- CF11 Money Laundering Reporting (17 Sep 2019 to 8 Dec 2019)
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- CF1 Director (AR) (21 Nov 2018 to 7 Nov 2020)
- Responsible for Insurance Distribution (21 Nov 2018 to 7 Nov 2020)
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- CF1 Director (AR) (26 May 2016 to 20 Sep 2019)
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- Employed By (26 May 2016 to 7 Nov 2020)
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- CF30 Customer (15 May 2012 to 25 Jul 2012)
- CF1 Director (AR) (2 Nov 2011 to 25 Jul 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.