Date authorised
1 April 2013
Companies House
05125701
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Enterprise House
    Bancroft Road
    Reigate
    Surrey
    RH2 7RP
    UNITED KINGDOM
    Phone
    +441737233413
  • Complaints Contact

    Enterprise House
    Bancroft Road
    Reigate
    Surrey
    RH2 7RP
    UNITED KINGDOM
    Phone
    +441737233413

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Professional, Retail (Investment)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Professional, Retail (Investment), Retail (Non-Investment Insurance), Debenture, Funeral plan contract, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joanna Barlow

    IRN JXB03779

    • [FCA CF] Significant management (13 May 2024 to 24 Feb 2025)
  • John Anthony Connolly

    IRN JAC00007

    • CF30 Customer (27 Apr 2010 to 30 Nov 2012)
  • John Howard Dawson

    IRN JHD00014

    • CF30 Customer (1 Nov 2007 to 5 Sep 2008)
    • CF21 Investment Adviser (25 Sep 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (22 Nov 2006 to 25 Sep 2007)
  • John Peter Hastings-Bass

    IRN JPH00023

    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2023 to 30 Apr 2025)
  • John Spellman

    IRN JXS01695

    • CF1 Director (AR) (10 Jun 2014 to 7 Feb 2018)
    • CF2 Non Executive Director (AR) (17 Jun 2013 to 28 May 2014)
  • John Trevor Perks

    IRN JTP00009

    • CF2 Non Executive Director (AR) (6 Aug 2025 to 1 Apr 2026)
    • SMF9 Chair of the Governing Body (16 Dec 2022 to 1 Apr 2026)
  • John Weaver

    IRN JXW01065

    • [FCA CF] Significant management (26 Apr 2024 to 11 Oct 2024)
  • Keith Jones

    IRN KXJ01057

    • CF2 Non Executive Director (2 Jun 2010 to 30 Apr 2014)
  • Keith Nicholson

    IRN KXN01147

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Dec 2021)
    • CF2 Non Executive Director (25 Sep 2013 to 8 Dec 2019)
  • Kelly Elizabeth Abel

    IRN KXA00101

    • [FCA CF] Functions requiring qualifications (8 Apr 2022 to 22 Sep 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.