HSBC Alternative Investments Limited

• Principal Place of Business

  8 Canada Square

  London

  E14 5HQ

  UNITED KINGDOM

  Phone

  +442380722582

  Web

  http://www.assetmanagement.hsbc.com/uk

• Complaints Contact

  Forum 1

  The Forum

  Parkway

  Whiteley

  Fareham

  Hampshire

  PO15 7PA

  UNITED KINGDOM

  Phone

  +442380722582

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 4 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Limited to advisory-only activities.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Limited to investment management activities and in carrying on these activities to the customer types "professional client" and "eligible counterparty".
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Nigel John Webber

  IRN NJW01096

  • CF29 Significant management (1 Nov 2007 to 5 May 2010)
  • CF8 Apportionment and Oversight (17 Oct 2007 to 31 Oct 2007)
  • CF3 Chief Executive (17 Oct 2007 to 1 Jan 2010)
  • CF1 Director (17 Oct 2007 to 13 Dec 2013)
  • CF16 Significant Mgt (Desgntd Investment Business) (17 Oct 2007 to 31 Oct 2007)
  • CF2 Non Executive Director (19 Dec 2002 to 1 Nov 2007)
• Nina Assamany

  IRN NXA00301

  • [FCA CF] Client dealing (since 12 Jun 2024)
• Noel Stefan Von Kaltenborn

  IRN NSV01005

  • [FCA CF] Significant management (since 26 Mar 2025)
  • [FCA CF] Material risk taker (since 6 Jan 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (27 Jul 2007 to 31 Oct 2007)
• Nolan Alexander Robinson

  IRN NAR31501

  • [FCA CF] Manager of certification employee (28 Feb 2022 to 11 Aug 2022)
  • [PRA CF] Managing a material risk taker (12 Feb 2022 to 19 Aug 2022)
• Oliver Charles Michael Bromage

  IRN OCB01003

  • CF30 Customer (1 Nov 2007 to 25 Feb 2008)
  • CF26 Customer Trading (12 May 2003 to 31 Oct 2007)
• Olivier Michael Robert Heathcote-Rey

  IRN OXH01125

  • [FCA CF] Client dealing (since 1 Apr 2020)
  • CF30 Customer (21 Jan 2019 to 8 Dec 2019)
• Owen Huw Williams

  IRN OHW01008

  • CF30 Customer (9 Jan 2018 to 29 Jan 2019)
• Panos Ntelezos

  IRN PXN30031

  • [FCA CF] Client dealing (since 2 Nov 2020)
• Pari Shah

  IRN PXS00120

  • [FCA CF] Client dealing (since 19 Dec 2022)
  • [FCA CF] Client dealing (10 Mar 2020 to 22 Feb 2022)
• Patricia Alvarez-Martin

  IRN PXA01388

  • [FCA CF] Client dealing (24 Feb 2020 to 6 Jul 2020)
  • CF30 Customer (24 Jan 2013 to 8 Dec 2019)

No changes recorded yet.