Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Global Asset Management (UK) Limited
FRN 122335
- [FCA CF] Manager of certification employee (since 2 Apr 2026)
- [FCA CF] Material risk taker (28 Feb 2022 to 10 Aug 2022)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 19 Aug 2022)
- [FCA CF] Manager of certification employee (9 Oct 2020 to 11 Aug 2022)
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- [FCA CF] Manager of certification employee (28 Feb 2022 to 11 Aug 2022)
- [PRA CF] Managing a material risk taker (12 Feb 2022 to 19 Aug 2022)
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- [PRA CF] Significant risk taker or Material risk taker (28 Feb 2022 to 10 Aug 2022)
- [PRA CF] Managing a material risk taker (16 Sep 2021 to 19 Aug 2022)
- [FCA CF] Manager of certification employee (11 Jan 2019 to 15 Jan 2019)
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- [PRA CF] Managing a material risk taker (16 Sep 2021 to 19 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 7 Aug 2020)
- [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Aug 2022)
Recent activity
Updates to this individual's record on the FCA register.
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