Date authorised
1 April 2013
Companies House
05343956
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Upton House
    St Margarets Road
    Cromer
    Norfolk
    NR27 9DG
    UNITED KINGDOM
    Phone
    +4401263513016
  • Complaints Contact

    PO Box 46
    Cromer
    Norfolk
    NR27 9WX
    UNITED KINGDOM
    Phone
    +4401263513016

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 2 limitations
    • · This permission is limited to debt counselling which is provided in connection with Commercial Mortgages, Buy To Let Mortgages, Bridging loans and Second Charge loans
    • · This permission is limited to debt counselling with no debt management activity
  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Claims Lead Generation

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ellie May McDonald

    IRN EXM10433

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Apr 2021)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Apr 2021)
    • CF30 Customer (17 Jan 2019 to 8 Dec 2019)
  • George Ancliff

    IRN GXA00269

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 6 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 6 Oct 2025)
  • Glynn Fleming

    IRN GXF01302

    • CF30 Customer (28 Jan 2011 to 4 Apr 2011)
  • Henry Baines

    IRN HXB01599

    • CF30 Customer (13 Jan 2017 to 29 Aug 2017)
  • Ian Daniel Balfour

    IRN IDB01056

    • CF1 Director (AR) (19 Jun 2009 to 9 Mar 2018)
  • Ian Duncan Hobbs

    IRN IDH00001

    • CF30 Customer (1 Nov 2007 to 3 Aug 2012)
    • CF21 Investment Adviser (28 Jun 2006 to 31 Oct 2007)
  • Jack Aylward

    IRN JXA02196

    • CF30 Customer (2 Feb 2017 to 23 Jan 2018)
  • James Austin Caviel

    IRN JAC00019

    • [FCA CF] Functions requiring qualifications (13 May 2020 to 12 Aug 2025)
    • [FCA CF] Client dealing (13 May 2020 to 12 Aug 2025)
  • James George Everett-Elliott

    IRN JXE46344

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 29 Jan 2024)
    • [FCA CF] Client dealing (since 29 Jan 2024)
  • James Robert Wilson

    IRN JRW01270

    • CF30 Customer (28 Sep 2015 to 6 Oct 2017)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.