Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 29 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 29 Jan 2024)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • Appointed representative dealing with clients for which they require qualification (14 Oct 2020 to 10 Nov 2023)
    • [FCA CF] Client dealing (14 Oct 2020 to 10 Nov 2023)
    • CF30 Customer (9 Oct 2020 to 10 Nov 2023)
  • ScottLee Financial Planning LLP (no longer approved here)

    FRN 926004

    • (1)Employed By (9 Oct 2020 to 10 Nov 2023)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (31 Mar 2020 to 9 Jun 2020)
  • Create Financial Management LLP (no longer approved here)

    FRN 229237

    • Employed By (31 Mar 2020 to 9 Jun 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.