Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Natalie Tring

    IRN NXT00202

    • [FCA CF] Client dealing (18 May 2023 to 25 Apr 2025)
  • Natasha Tabor

    IRN NXT01462

    • CF30 Customer (2 Jul 2016 to 4 Dec 2017)
  • Nathan Rodger

    IRN NXR21850

    • [FCA CF] Manager of certification employee (26 Jan 2022 to 31 Mar 2025)
    • [FCA CF] Significant management (1 Sep 2020 to 31 Mar 2025)
  • Neil John Watson

    IRN NJW00021

    • [FCA CF] Client dealing (8 Feb 2021 to 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (8 Feb 2021 to 1 Apr 2026)
  • Neil Michael Purdue

    IRN NMP01026

    • CF21 Investment Adviser (1 Dec 2005 to 31 Mar 2007)
    • CF22 Investment Adviser (Trainee) (8 Dec 2003 to 1 Dec 2005)
  • Neil Simmonds

    IRN NXS00199

    • [FCA CF] Significant management (16 Sep 2020 to 15 Dec 2022)
  • Neil William Robinson

    IRN NXR44719

    • [FCA CF] Material risk taker (2 Feb 2026 to 1 Apr 2026)
    • [FCA CF] Significant management (13 Jun 2024 to 1 Apr 2026)
  • Nicholas Allcock

    IRN NXA00098

    • [FCA CF] Significant management (3 Aug 2022 to 1 Apr 2026)
  • Nicholas Copperwaite

    IRN NXC00256

    • [FCA CF] Material risk taker (1 Oct 2024 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (12 Jul 2022 to 1 Apr 2026)
    • [FCA CF] Significant management (31 Mar 2022 to 1 Apr 2026)
  • Nicholas James

    IRN NXJ00013

    • [FCA CF] Manager of certification employee (11 Jul 2022 to 1 Apr 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF24 Pension Transfer Specialist (18 Jul 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.