Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Katherine Barton

    IRN KXB00603

    • [FCA CF] Manager of certification employee (10 Jun 2024 to 1 Apr 2026)
  • Kathryn Jeffery

    IRN KXJ00219

    • [FCA CF] Client dealing (7 Apr 2025 to 1 Apr 2026)
  • Kathryn Mahoney

    IRN KXM00821

    • [FCA CF] Client dealing (12 Jun 2025 to 1 Apr 2026)
  • Katie Carr

    IRN KXC00330

    • [FCA CF] Client dealing (30 May 2023 to 1 Apr 2026)
  • Katy Jean Thorne

    IRN KJT01065

    • [FCA CF] Manager of certification employee (2 Sep 2021 to 1 Apr 2026)
  • Kaylan Barge

    IRN KXB00616

    • [FCA CF] Client dealing (2 Aug 2024 to 31 Dec 2024)
  • Kayleigh Anderson

    IRN KXA00296

    • [FCA CF] Manager of certification employee (18 May 2023 to 25 Mar 2024)
    • [FCA CF] Client dealing (18 May 2023 to 25 Mar 2024)
  • Keith Jackman

    IRN KXJ01089

    • CF15 Internal Audit (1 Dec 2001 to 30 Sep 2002)
  • Keith Jones

    IRN KXJ01057

    • Director of firm who is not a certification employee or a SMF manager (2 May 2025 to 5 Sep 2025)
    • [FCA CF] Material risk taker (2 May 2025 to 1 Apr 2026)
    • SMF14 Senior Independent Director (9 Dec 2019 to 1 Sep 2020)
    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 1 May 2025)
    • CF2 Non Executive Director (10 Nov 2015 to 8 Dec 2019)
  • Kelly Ashworth

    IRN KXA01880

    • [FCA CF] Client dealing (19 Mar 2024 to 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

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