Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julian Anokwuru

    IRN JXA01474

    • [FCA CF] Client dealing (18 May 2023 to 24 Dec 2024)
    • [FCA CF] Manager of certification employee (18 May 2023 to 24 Dec 2024)
  • Julian Christopher Whight

    IRN JCW00081

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Apr 2026)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Oct 2007)
  • Julie Ann Williams

    IRN JAW01285

    • [FCA CF] Client dealing (16 Jun 2023 to 1 Apr 2026)
  • Julie Frampton

    IRN JXF00519

    • [FCA CF] Client dealing (12 Jun 2023 to 1 Apr 2026)
  • Julie Garnett

    IRN JXG00646

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Julie Keane

    IRN JXK00530

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Karin Fagerholm

    IRN KXF00109

    • [FCA CF] Client dealing (15 Jun 2023 to 24 Mar 2026)
  • Katarina Alderson

    IRN KXA33577

    • SMF18 Other Overall Responsibility (24 Jun 2025 to 1 Apr 2026)
    • [FCA CF] Manager of certification employee (14 Jul 2022 to 24 Jun 2025)
    • [FCA CF] Significant management (14 Mar 2022 to 24 Jun 2025)
  • Katarzyna Jones

    IRN KXJ00158

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Kate Fleming

    IRN KXF01191

    • [FCA CF] Client dealing (18 May 2023 to 26 Apr 2024)
    • [FCA CF] Manager of certification employee (18 May 2023 to 26 Apr 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.