Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jennifer Muir

    IRN JXM01376

    • [FCA CF] Client dealing (18 May 2023 to 30 Jun 2024)
    • [FCA CF] Manager of certification employee (18 May 2023 to 30 Jun 2024)
  • Jennifer Russell

    IRN JXR00759

    • [FCA CF] Client dealing (13 Oct 2023 to 8 Apr 2024)
  • Jeremy Tristan Boadle

    IRN JTB01027

    • CF28 Systems and controls (1 Jan 2010 to 24 Aug 2016)
    • CF1 Director (1 Dec 2001 to 31 Oct 2016)
  • Joanne Craddock

    IRN JXC01171

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Jocelyn Hew Dalrymple

    IRN JHD01095

    • [FCA CF] Significant management (9 Dec 2019 to 18 Oct 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2024)
    • CF1 Director (29 May 2012 to 30 May 2018)
  • Jodi Lake

    IRN JXL00683

    • [FCA CF] Client dealing (21 Jun 2023 to 1 Apr 2026)
  • Jodie McGrath-Hayes

    IRN JXM01411

    • [FCA CF] Client dealing (6 Jul 2023 to 7 Jan 2026)
  • John Beverley Gaulton

    IRN JBG00002

    • CF21 Investment Adviser (16 Apr 2003 to 31 Dec 2003)
    • CF22 Investment Adviser (Trainee) (20 Feb 2003 to 16 Apr 2003)
  • John Bradley Bunch

    IRN JXB00087

    • Responsible for Insurance Distribution (20 Jan 2022 to 31 Aug 2023)
    • SMF18 Other Overall Responsibility (30 Dec 2020 to 31 Aug 2023)
  • John Burrows

    IRN JXB02131

    • [FCA CF] Client dealing (9 Nov 2023 to 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.