Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jack Sleator

    IRN JXS01305

    • [FCA CF] Client dealing (18 May 2023 to 8 Nov 2024)
  • Jackie Manning

    IRN JXM01377

    • [FCA CF] Manager of certification employee (25 Nov 2024 to 1 Apr 2026)
    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Jacqueline Murphy

    IRN JXM00564

    • [FCA CF] Manager of certification employee (1 Mar 2021 to 16 Aug 2022)
  • Jacques Van Der Merwe

    IRN JXV00163

    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Jade Hill

    IRN JXH01126

    • [FCA CF] Client dealing (30 May 2023 to 1 Apr 2026)
  • Jake Mills

    IRN JXM01381

    • [FCA CF] Client dealing (30 May 2023 to 1 Apr 2026)
  • James Adams

    IRN JXA00253

    • [FCA CF] Client dealing (29 Jul 2024 to 13 Nov 2025)
  • James Charles Springham

    IRN JCS01140

    • [FCA CF] Manager of certification employee (28 Nov 2023 to 1 Apr 2026)
  • James Gordon

    IRN JXG01240

    • [FCA CF] Significant management (9 Dec 2019 to 31 Jul 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Jul 2022)
    • CF1 Director (21 Jan 2016 to 30 May 2018)
  • James McLeish

    IRN JXM04316

    • [FCA CF] Client dealing (17 Jul 2025 to 10 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.