Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Bulman

    IRN IXB00015

    • CF30 Customer (1 Nov 2007 to 12 Feb 2013)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ian Edward Hill

    IRN IEH01007

    • CF30 Customer (9 Mar 2015 to 28 Feb 2017)
  • Ian Martin Luck

    IRN IML00001

    • CF30 Customer (1 Nov 2007 to 1 Aug 2016)
    • CF1 Director (10 Nov 2004 to 31 Aug 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Ian Vaughan Barton

    IRN IVB00001

    • CF21 Investment Adviser (27 Aug 2002 to 12 May 2006)
    • CF22 Investment Adviser (Trainee) (1 Jul 2002 to 27 Aug 2002)
  • Imogen Jones

    IRN IXB00206

    • [FCA CF] Client dealing (6 Dec 2023 to 1 Apr 2026)
  • Isobel Turner

    IRN IXT00080

    • [FCA CF] Client dealing (28 Feb 2024 to 1 Apr 2026)
  • Iwan Roberts

    IRN HIR01001

    • [FCA CF] Manager of certification employee (2 Dec 2025 to 1 Apr 2026)
  • Jack Dickinson

    IRN JXD00760

    • [FCA CF] Client dealing (8 Jun 2023 to 1 Apr 2026)
  • Jack Gallagher

    IRN JXG00886

    • [FCA CF] Client dealing (7 Mar 2025 to 1 Apr 2026)
  • Jack Geary

    IRN JXG00266

    • [FCA CF] Client dealing (16 Mar 2020 to 15 Sep 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.