Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (9)Employed By (22 Jan 2021 to 7 Dec 2022)
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- [FCA CF] Client dealing (9 Dec 2019 to 7 Dec 2022)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Dec 2022)
- CF30 Customer (3 Nov 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 29 Jul 2016)
- CF21 Investment Adviser (17 May 2006 to 31 Oct 2007)
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- CF21 Investment Adviser (27 Aug 2002 to 12 May 2006)
- CF22 Investment Adviser (Trainee) (1 Jul 2002 to 27 Aug 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (9)Employed By at Place Campbell TrinityBridge Limited