Date authorised
1 April 2013
Companies House
03133226
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 London Wall Place
    London
    City Of London
    EC2Y 5AU
    UNITED KINGDOM
    Phone
    +443456462373
  • Complaints Contact

    Ageas House
    The Square
    Gloucester Business Park
    Gloucester
    Gloucestershire
    GL3 4FA
    UNITED KINGDOM
    Phone
    +441242537030

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Helen Isherwood

    IRN HXI00039

    • [FCA CF] Client dealing (26 Sep 2023 to 1 Apr 2026)
  • Helen McLachlan

    IRN HXM00130

    • [FCA CF] Manager of certification employee (6 Jul 2023 to 1 Apr 2026)
  • Helen McSweeney

    IRN HXM00431

    • [FCA CF] Client dealing (13 Aug 2024 to 1 Apr 2026)
  • Helen Taylor

    IRN HXT00150

    • [FCA CF] Manager of certification employee (26 Sep 2024 to 1 Apr 2026)
    • [FCA CF] Client dealing (18 May 2023 to 1 Apr 2026)
  • Henrietta Clarke

    IRN HCB01014

    • [FCA CF] Manager of certification employee (20 Jul 2022 to 16 Aug 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 16 Aug 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2026)
  • Henry Clavering Tollemache Strutt

    IRN HCS01023

    • CF2 Non Executive Director (7 Dec 2015 to 8 Apr 2016)
  • Holly Louise Rathband

    IRN HXR00112

    • [FCA CF] Client dealing (9 Aug 2023 to 20 Mar 2026)
  • Hugo Richard Shaw

    IRN HRS01013

    • [FCA CF] Material risk taker (1 Oct 2024 to 1 Apr 2026)
    • [FCA CF] Significant management (16 Sep 2020 to 1 Apr 2026)
  • Hugo Smith

    IRN HNS01005

    • [FCA CF] Manager of certification employee (20 Jul 2022 to 1 Apr 2026)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2026)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2026)
  • Ian Alexander Gibson

    IRN IAG01008

    • [FCA CF] Manager of certification employee (17 Oct 2023 to 1 Apr 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.