Houlihan Lokey UK Limited

• Principal Place of Business

  1 Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

  Web

  https://www.hl.com

• Complaints Contact

  One Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jeevan Kurukkal

  IRN JXK00596

  • [FCA CF] Client dealing (1 Oct 2024 to 11 Aug 2025)
• Jeremy Graeme Francis Low

  IRN JGL01048

  • [FCA CF] Client dealing (1 Apr 2024 to 13 Oct 2025)
• Jie Lin

  IRN JXL00622

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Jing Xu

  IRN JXX00024

  • [FCA CF] Client dealing (since 22 Oct 2025)
• Joanna Sapka

  IRN JXS01229

  • [FCA CF] Client dealing (since 1 Apr 2024)
• John Andrew Cowan

  IRN JAC01321

  • SMF16 Compliance Oversight (17 Mar 2023 to 30 May 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (17 Mar 2023 to 8 Jan 2024)
• John De Laney

  IRN JXD00867

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Jonathan Harrison

  IRN JJH01077

  • [FCA CF] Client dealing (1 Apr 2024 to 30 Aug 2024)
• Jordan Jordanou

  IRN JXJ00360

  • [FCA CF] Client dealing (5 Aug 2024 to 6 Feb 2026)
• Jordan Michali

  IRN JXM07588

  • [FCA CF] Client dealing (1 Apr 2024 to 6 Sep 2024)

No changes recorded yet.