Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Standard Chartered Bank
FRN 114276
- [FCA CF] Client dealing (since 9 Mar 2026)
- [FCA CF] Manager of certification employee (since 9 Mar 2026)
- [FCA CF] Material risk taker (since 9 Mar 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 9 Mar 2026)
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- [FCA CF] Client dealing (1 Apr 2024 to 13 Oct 2025)
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- [FCA CF] Client dealing (4 Dec 2020 to 2 Apr 2021)
- SMF18 Other Overall Responsibility (9 Mar 2020 to 2 Dec 2020)
- CF30 Customer (4 Aug 2016 to 8 Dec 2019)
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- CF30 Customer (27 Jan 2009 to 13 Nov 2015)
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- CF30 Customer (27 Jan 2009 to 13 Nov 2015)
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- CF30 Customer (1 Nov 2007 to 9 Oct 2008)
- CF21 Investment Adviser (13 Sep 2005 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.