Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Mar 2026)
    • [FCA CF] Manager of certification employee (since 9 Mar 2026)
    • [FCA CF] Material risk taker (since 9 Mar 2026)
    • [PRA CF] Significant risk taker or Material risk taker (since 9 Mar 2026)
  • Houlihan Lokey UK Limited (no longer approved here)

    FRN 792919

    • [FCA CF] Client dealing (1 Apr 2024 to 13 Oct 2025)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • [FCA CF] Client dealing (4 Dec 2020 to 2 Apr 2021)
    • SMF18 Other Overall Responsibility (9 Mar 2020 to 2 Dec 2020)
    • CF30 Customer (4 Aug 2016 to 8 Dec 2019)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (27 Jan 2009 to 13 Nov 2015)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF30 Customer (27 Jan 2009 to 13 Nov 2015)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (1 Nov 2007 to 9 Oct 2008)
    • CF21 Investment Adviser (13 Sep 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.