Houlihan Lokey UK Limited

• Principal Place of Business

  1 Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

  Web

  https://www.hl.com

• Complaints Contact

  One Curzon Street

  London

  W1J 5HD

  UNITED KINGDOM

  Phone

  +4402078393355

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jorge Granados Pedraza

  IRN JAG01318

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Joseph Mitford

  IRN JXM00901

  • [FCA CF] Client dealing (27 Oct 2021 to 20 Apr 2026)
• Joss Alexander Harris

  IRN JXH00267

  • [FCA CF] Client dealing (6 Jan 2020 to 4 May 2021)
• José de la Sierra Pineiro

  IRN JXD00718

  • [FCA CF] Client dealing (1 Apr 2024 to 11 Jan 2025)
• Juan Marquina

  IRN JXM04252

  • [FCA CF] Client dealing (3 Apr 2025 to 19 Dec 2025)
• Julian Keller

  IRN JXK02229

  • [FCA CF] Client dealing (1 Apr 2024 to 16 Jan 2025)
• Juliette Saint-Olive

  IRN JXS04136

  • [FCA CF] Client dealing (since 11 Feb 2025)
• Karran Kent

  IRN KXK00298

  • [FCA CF] Client dealing (1 Apr 2024 to 27 Dec 2024)
• Kathryn Washington

  IRN KXW00186

  • [FCA CF] Client dealing (4 May 2021 to 20 Jul 2023)
• Kelvin Jackson

  IRN KXJ00227

  • [FCA CF] Client dealing (since 16 Jul 2025)

No changes recorded yet.