Horton Kirby Financial Services Ltd

Date authorised
1 April 2013
Companies House
04985575
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    9 Manor Road
    Reigate
    Surrey
    RH2 9LA
    UNITED KINGDOM
    Phone
    +4401737225621

  • Complaints Contact

    9 Manor Road
    Reigate
    Surrey
    RH2 9LA
    UNITED KINGDOM
    Phone
    +4401737225621

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Derek Mackinlay

    IRN DXM00019

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 16 Feb 2023)
    • SMF3 Executive Director (since 16 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Feb 2023)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 May 2012)
    • CF30 Customer (since 29 May 2012)
    • SMF3 Executive Director (9 Dec 2019 to 25 Aug 2021)
    • CF1 Director (18 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2013 to 8 Dec 2019)
  • Hilary Andrea Mackinlay

    IRN HXM00312

    • SMF3 Executive Director (since 24 Feb 2023)
  • Martin David Kerley

    IRN MDK00001

    • CF30 Customer (11 Jun 2010 to 7 Jan 2013)
  • Steven Robert Kelley

    IRN SRK00007

    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 11 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2023)
    • CF8 Apportionment and Oversight (26 Sep 2008 to 31 Mar 2009)
    • CF11 Money Laundering Reporting (26 Sep 2008 to 8 Dec 2019)
    • CF30 Customer (26 Sep 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Sep 2008 to 1 Oct 2013)
    • CF1 Director (26 Sep 2008 to 8 Dec 2019)
    • Responsible for Insurance Mediation (26 Sep 2008 to 30 Sep 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.