Derek Mackinlay

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Horton Kirby Financial Services Ltd

    FRN 488660

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 16 Feb 2023)
    • SMF3 Executive Director (since 16 Feb 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 16 Feb 2023)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF1 Director (AR) (since 29 May 2012)
    • CF30 Customer (since 29 May 2012)
    • SMF3 Executive Director (9 Dec 2019 to 25 Aug 2021)
    • CF1 Director (18 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2013 to 8 Dec 2019)
  • Mackinlay Associates Ltd

    FRN 582060

    • (1)Employed By (since 29 May 2012)
  • RAYMOND JAMES INVESTMENT SERVICES LIMITED (no longer approved here)

    FRN 194713

    • [FCA CF] Client dealing (9 Dec 2019 to 29 May 2025)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 May 2025)
    • CF30 Customer (12 Feb 2018 to 8 Dec 2019)
  • 2 Plan Wealth Management Limited (no longer approved here)

    FRN 461598

    • CF30 Customer (12 May 2009 to 13 Dec 2012)
  • Mitchell Mackinlay Ltd (no longer approved here)

    FRN 179751

    • (9)Employed By (17 Nov 1998 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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