Steven Robert Kelley

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Midas Portal Limited (no longer approved here)

    FRN 917942

    • Appointed representative dealing with clients for which they require qualification (27 May 2022 to 1 Mar 2024)
    • [FCA CF] Client dealing (27 May 2022 to 1 Mar 2024)
    • CF1 Director (AR) (12 Jan 2022 to 1 Mar 2024)
    • CF30 Customer (12 Jan 2022 to 1 Mar 2024)
  • Horton Kirby Financial Services Ltd (no longer approved here)

    FRN 488660

    • [FCA CF] Functions requiring qualifications (1 Jan 2021 to 11 Apr 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Apr 2023)
    • SMF3 Executive Director (9 Dec 2019 to 1 Apr 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 1 Apr 2023)
    • Responsible for Insurance Mediation (26 Sep 2008 to 30 Sep 2018)
    • CF1 Director (26 Sep 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (26 Sep 2008 to 1 Oct 2013)
    • CF11 Money Laundering Reporting (26 Sep 2008 to 8 Dec 2019)
    • CF30 Customer (26 Sep 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (26 Sep 2008 to 31 Mar 2009)
  • Steve Kelley Independent Financial Adviser (no longer approved here)

    FRN 193264

    • (1)Employed By (1 Dec 2001 to 18 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.