Date authorised
1 April 2013
Companies House
02100684
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 4, First Floor, Honeycomb,
    The Watermark
    Gateshead
    NE11 9SZ
    UNITED KINGDOM
    Phone
    +4408000322118
  • Complaints Contact

    Suite 4, First Floor, Honeycomb,
    The Watermark
    Gateshead
    NE11 9SZ
    UNITED KINGDOM
    Phone
    +4407714205056

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Equity Release Admin

    For Customer, Home reversion plans

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Unit

  • Arranges Asset Safekeeping

    For Retail (Investment), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Provider

    For Customer, Home reversion plans

  • Runs Investment Funds

  • Equity Release Setup

    For Customer, Home reversion plans

  • Investment Setup

    For Retail (Investment), Retail (Non-Investment Insurance), Non-investment insurance contracts, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Holds Your Assets

    For Retail (Investment), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nigel Trewren Hare-Scott

    IRN NTH01020

    • CF11 Money Laundering Reporting (10 Apr 2007 to 1 Jun 2008)
    • CF1 Director (10 Apr 2007 to 19 Nov 2010)
  • Paul Trevor Barber

    IRN PTB01035

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF3 Chief Executive (5 Jul 2017 to 8 Dec 2019)
    • CF30 Customer (5 Jul 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (6 Jul 2015 to 9 Mar 2016)
    • CF1 Director (19 Oct 2010 to 9 Mar 2016)
  • Peter Quentin Patrick Couch

    IRN PQC01002

    • CF1 Director (19 Oct 2010 to 31 Jan 2014)
  • Robin Shedden Broadhurst

    IRN RSB01049

    • CF2 Non Executive Director (27 Jun 2012 to 4 Feb 2015)
  • Sandra Ann Quinn

    IRN SAQ01015

    • CF1 Director (29 Jan 2016 to 30 Apr 2016)
    • CF10 Compliance Oversight (29 Jan 2016 to 30 Apr 2016)
  • Simon Edward Pratten

    IRN SEP01065

    • CF2 Non Executive Director (10 Apr 2007 to 31 Jan 2008)
  • Simon Howard Davies

    IRN SHD01012

    • CF2 Non Executive Director (22 Nov 2012 to 2 Jun 2015)
  • Simon Little

    IRN SXL01583

    • CF1 Director (17 Dec 2007 to 15 Oct 2010)
  • Simon Rogers Tranter

    IRN SRT00007

    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Mar 2024)
    • CF10 Compliance Oversight (5 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jul 2017 to 8 Dec 2019)
  • Stephen James Groves

    IRN SJG00115

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 29 Mar 2024)
    • CF2 Non Executive Director (26 Jun 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.