Simon Little

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Pure Retirement Limited (no longer approved here)
FRN 582621
- CF10 Compliance Oversight (17 May 2013 to 19 Jul 2013)
- CF11 Money Laundering Reporting (17 May 2013 to 19 Jul 2013)
- CF3 Chief Executive (17 May 2013 to 19 Jul 2013)
The Welfare Dwellings Trust Limited (no longer approved here)
FRN 466546
- CF1 Director (10 Apr 2008 to 15 Oct 2010)
Home & Capital Trust Limited (no longer approved here)
FRN 464223
- CF1 Director (17 Dec 2007 to 15 Oct 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.