Simon Rogers Tranter

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bridgewater Equity Release Limited (no longer approved here)

    FRN 463013

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Mar 2024)
    • CF11 Money Laundering Reporting (20 May 2016 to 8 Dec 2019)
  • Equity Release (Increments) Limited (no longer approved here)

    FRN 463016

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Mar 2024)
    • CF11 Money Laundering Reporting (20 May 2016 to 8 Dec 2019)
  • Retirement Bridge Management Limited (no longer approved here)

    FRN 463024

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Mar 2024)
    • CF11 Money Laundering Reporting (20 May 2016 to 8 Dec 2019)
  • Retirement Bridge Home Reversions Limited Partnership (no longer approved here)

    FRN 463025

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Mar 2024)
    • CF11 Money Laundering Reporting (20 May 2016 to 8 Dec 2019)
  • Home & Capital Trust Limited (no longer approved here)

    FRN 464223

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Mar 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Mar 2024)
    • CF10 Compliance Oversight (5 Jul 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (5 Jul 2017 to 8 Dec 2019)
  • The Welfare Dwellings Trust Limited (no longer approved here)

    FRN 466546

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Mar 2024)
    • CF11 Money Laundering Reporting (5 Jul 2017 to 8 Dec 2019)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 22 Aug 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.