HOLYOAKES GROUP LIMITED

• Principal Place of Business

  Holyoakes Group Ltd

  Unit 7

  Sugarbrook Court

  Aston Road

  Bromsgrove

  Worcestershire

  B60 3EX

  UNITED KINGDOM

  Phone

  +4401527576667

  Web

  https://www.holyoakes.co.uk

• Complaints Contact

  7 Sugarbrook Court

  Aston Road

  Bromsgrove

  Worcs

  B60 3EX

  UNITED KINGDOM

  Phone

  +4401527576667

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 2 limitations Hide limitations

  • · This permission is limited to debt counselling with no debt management activity
  • · This permission is limited to debt counselling which is provided in connection with investment advice and advice on buy to let mortgages and advice on second charge mortgages and advice on personal loans.

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Simon David Reynolds

  IRN SDR00004

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
  • [FCA CF] Client dealing (since 1 Apr 2022)
  • CF30 Customer (1 Apr 2022 to 31 Oct 2024)
• Stuart James Stroud

  IRN SJS01229

  • CF1 Director (AR) (9 Feb 2021 to 31 Oct 2024)
• Susan Claire Rowley

  IRN SCW00005

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Mar 2022)
  • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2022)
  • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Mar 2022)
  • CF30 Customer (21 Jun 2016 to 1 Mar 2022)
• Susannah Clare Lane

  IRN SCL01039

  • CF21 Investment Adviser (9 Jun 2005 to 8 Dec 2005)
  • CF1 Director (9 Jun 2005 to 8 Dec 2005)

• John Caddy (no longer appointed)

  FRN 462538 · Appointed 14 Dec 2012 · Until 30 Oct 2023

• Cara Turner (no longer appointed)

  FRN 503292 · Appointed 6 Jul 2009 · Until 8 Dec 2011

• CIA Associates Independent (no longer appointed)

  FRN 187065 · Appointed 15 Jul 2008 · Until 31 Jan 2010

• C V Firminger & Co Ltd (no longer appointed)

  FRN 435591 · Appointed 15 Jul 2005 · Until 2 Oct 2023

No changes recorded yet.