Susan Claire Rowley

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Susan Rowley

    FRN 959557

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 3 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 3 Mar 2022)
  • HOLYOAKES GROUP LIMITED (no longer approved here)

    FRN 426166

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Mar 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2022)
    • CF30 Customer (21 Jun 2016 to 1 Mar 2022)
  • Susan Claire Rowley (no longer approved here)

    FRN 746595

    • Employed By (21 Jun 2016 to 1 Mar 2022)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 18 Oct 2016)
    • CF21 Investment Adviser (1 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Jun 2005 to 1 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

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