Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2022)
    • [FCA CF] Client dealing (since 1 Apr 2022)
    • CF30 Customer (1 Apr 2022 to 31 Oct 2024)
  • Corpad Employee Benefits Ltd (no longer approved here)

    FRN 943087

    • Employed By (1 Apr 2022 to 31 Oct 2024)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (8 Sep 2020 to 1 Mar 2022)
    • Appointed representative dealing with clients for which they require qualification (8 Jun 2020 to 1 Mar 2022)
  • Tenet & You Limited (no longer approved here)

    FRN 455280

    • Employed By (8 Sep 2020 to 1 Mar 2022)
  • Aspire Financial Management Ltd (no longer approved here)

    FRN 568595

    • Employed By (8 Sep 2020 to 1 Mar 2022)
  • HFMC Asset Management Limited (no longer approved here)

    FRN 194722

    • CF30 Customer (7 Jul 2015 to 26 Oct 2017)
  • HFMC Wealth Partners LLP (no longer approved here)

    FRN 427640

    • CF30 Customer (7 Jul 2015 to 26 Oct 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.