Hodgson Barrow (Financial Services) Limited

• Principal Place of Business

  Sans Souci

  Overdale Lane

  Oakmere

  Northwich

  Cheshire West And Chester

  CW8 2EL

  UNITED KINGDOM

  Phone

  +4401606883075

• Complaints Contact

  Sans Souci

  Frith Avenue

  Delamere

  Northwich

  Cheshire West And Chester

  CW8 2JB

  UNITED KINGDOM

  Phone

  +4401606883075

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Neil Connolly

  IRN NGC01043

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 28 Jan 2026)
  • [FCA CF] Functions requiring qualifications (since 28 Jan 2026)
• Patrick Granby

  IRN PXG01607

  • SMF3 Executive Director (10 May 2024 to 22 Dec 2025)
  • [FCA CF] Functions requiring qualifications (18 Apr 2024 to 31 Jan 2026)
  • [FCA CF] Client dealing (18 Apr 2024 to 31 Jan 2026)
• Peter Henry Bedford

  IRN PHB00005

  • Responsible for Insurance Mediation (14 Jan 2005 to 31 May 2005)
  • CF10 Compliance Oversight (1 Dec 2001 to 31 May 2005)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 May 2005)
  • CF1 Director (1 Dec 2001 to 31 May 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 31 May 2005)
• Philip Michael Crone

  IRN PMC00008

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jun 2022)
  • SMF16 Compliance Oversight (since 7 Jun 2022)
  • Responsible for Insurance Distribution (since 29 Nov 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 31 Oct 2012)
  • CF8 Apportionment and Oversight (9 Jan 2006 to 31 Mar 2009)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 11 Sep 2012)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Stephen James Ord

  IRN SJO00005

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Sep 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 9 Jun 2022)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Jun 2022)
  • SMF3 Executive Director (9 Dec 2019 to 1 Nov 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 23 Sep 2024)
  • Responsible for Insurance Distribution (1 Oct 2018 to 1 Nov 2021)
  • CF11 Money Laundering Reporting (18 Sep 2012 to 8 Dec 2019)
  • CF10 Compliance Oversight (18 Jan 2012 to 8 Dec 2019)
  • Responsible for Insurance Mediation (11 Jan 2011 to 30 Sep 2018)
  • CF1 Director (12 Oct 2010 to 8 Dec 2019)
  • CF30 Customer (24 Aug 2010 to 8 Dec 2019)

No changes recorded yet.