Neil Connolly

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Hodgson Barrow (Financial Services) Limited

    FRN 198059

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 28 Jan 2026)
    • [FCA CF] Functions requiring qualifications (since 28 Jan 2026)
  • Petra Financial Planning Limited

    FRN 983232

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 1 Dec 2023)
    • Responsible for Insurance Distribution (since 1 Dec 2023)
    • SMF16 Compliance Oversight (since 1 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 1 Dec 2023)
    • SMF3 Executive Director (since 1 Dec 2023)
    • [FCA CF] Client dealing (since 1 Dec 2023)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Nov 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Nov 2023)
    • CF30 Customer (23 Apr 2015 to 29 Nov 2023)
    • CF1 Director (AR) (23 Apr 2015 to 29 Nov 2023)
  • Moneytree Wealth Management Ltd (no longer approved here)

    FRN 537029

    • (18)Employed By (20 Nov 2012 to 9 Jul 2014)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (4 Oct 2010 to 9 Jul 2014)
  • Moneytree Financial Solutions Ltd (no longer approved here)

    FRN 530950

    • (12)Employed By (4 Oct 2010 to 29 Nov 2023)
  • Maple Leaf Financial Services Limited (no longer approved here)

    FRN 215157

    • (23)Employed By (7 Jul 2009 to 30 Sep 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (7 Jul 2009 to 30 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.