Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Hodgson Barrow (Financial Services) Limited
FRN 198059
- SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Jun 2022)
- SMF16 Compliance Oversight (since 7 Jun 2022)
- Responsible for Insurance Distribution (since 29 Nov 2021)
- SMF3 Executive Director (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 31 Oct 2012)
- CF8 Apportionment and Oversight (9 Jan 2006 to 31 Mar 2009)
- CF1 Director (1 Dec 2001 to 8 Dec 2019)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF11 Money Laundering Reporting (1 Dec 2001 to 11 Sep 2012)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.