HK Financial Advice Service Ltd

FRN: 440977
Companies House: 05550616
Last scraped: 2 weeks ago

This firm operates as an appointed representative of Ward Goodman Financial Services Ltd. Its regulated business runs under their FCA authorisation, and they're legally responsible for what it does.

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

4 Cedar Park, Cobham Road

Ferndown Industrial Estate

Wimborne

Dorset

BH21 7SF

UNITED KINGDOM

Phone

+4401202874202

Web

https://www.hkfas.co.uk

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Simon Michael Willcox
IRN SMW01120
- Employed By (25 Oct 2005 to 25 Jul 2014)
Simone Marie Roberts
IRN SMR01201
- Employed By (1 Dec 2017 to 5 Oct 2020)
Susan Elizabeth Bishop
IRN SXL00138
- Employed By (25 Oct 2005 to 31 May 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.