HINES ASSOCIATES LTD.

Date authorised
1 April 2013
Companies House
04593960
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Landmark Business Centres Ltd, 125 Old Broad Street
    London
    City Of London
    EC2N 1AR
    UNITED KINGDOM
    Phone
    +447711416747
    Web
    https://www.hinesassociates.com

  • Complaints Contact

    42 Carlyle Square
    London
    SW3 6HA
    UNITED KINGDOM
    Phone
    +447711416747

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jacob Andrew Stewart

    IRN JAS01308

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Functions requiring qualifications (since 8 Jun 2023)
    • CF30 Customer (31 Mar 2009 to 8 Dec 2019)
  • James Cork

    IRN JXC01801

    • CF30 Customer (3 Jul 2015 to 8 Sep 2017)
  • James Thomas Jordan Steel

    IRN JTS01022

    • CF23 Corporate Finance Adviser (24 Sep 2003 to 8 Dec 2003)
  • John Alexander Andrew Ritchie

    IRN JXR00716

    • [FCA CF] Functions requiring qualifications (8 Jun 2023 to 15 Nov 2024)
  • John Patrick Ryan

    IRN RXJ01109

    • CF30 Customer (1 Nov 2007 to 1 Dec 2007)
    • CF23 Corporate Finance Adviser (28 May 2004 to 31 Oct 2007)
  • Peter Geoffrey Walton Smart

    IRN PGS01049

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (25 Sep 2003 to 31 Oct 2007)
  • Richard Adam Hines

    IRN RAH01132

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (23 Jun 2003 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (23 Jun 2003 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Jun 2003 to 8 Dec 2019)
    • CF1 Director (23 Jun 2003 to 8 Dec 2019)
    • CF3 Chief Executive (23 Jun 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (23 Jun 2003 to 31 Oct 2007)
  • Shahryar Raza

    IRN SXR01616

    • CF30 Customer (11 Feb 2008 to 1 Nov 2011)
  • Stephen Crighton Routledge

    IRN SCR01028

    • CF30 Customer (1 Nov 2007 to 1 Dec 2007)
    • CF23 Corporate Finance Adviser (29 Dec 2003 to 31 Oct 2007)
  • Thomas Francois Marcel Girod

    IRN TFG01007

    • CF21 Investment Adviser (24 Jul 2003 to 31 Jul 2006)
    • CF23 Corporate Finance Adviser (24 Jul 2003 to 31 Jul 2006)
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Recent activity

Updates to this firm's record on the FCA register.

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