HINES ASSOCIATES LTD.

• Principal Place of Business

  Landmark Business Centres Ltd, 125 Old Broad Street

  London

  City Of London

  EC2N 1AR

  UNITED KINGDOM

  Phone

  +447711416747

  Web

  https://www.hinesassociates.com

• Complaints Contact

  42 Carlyle Square

  London

  SW3 6HA

  UNITED KINGDOM

  Phone

  +447711416747

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trevor James May

  IRN TJM01082

  • CF23 Corporate Finance Adviser (11 Aug 2003 to 11 Aug 2003)
• Usman Khalid

  IRN UXK01025

  • CF30 Customer (10 Apr 2017 to 19 Sep 2017)
• archie james hines

  IRN AXH00918

  • [FCA CF] Significant management (since 5 May 2023)
• arnauld jean jacques francois gayral

  IRN AXG00796

  • [FCA CF] Significant management (since 1 Sep 2023)
• bertie john hines

  IRN BXH00298

  • [FCA CF] Significant management (since 25 Apr 2023)
• peter geoffrey walton smart

  IRN PXS00674

  • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
  • [FCA CF] Functions requiring qualifications (since 8 Jun 2023)
• russell tyler

  IRN RXT00371

  • [FCA CF] Client dealing (since 9 Dec 2023)

No changes recorded yet.