Richard Adam Hines

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HINES ASSOCIATES LTD.

    FRN 222067

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (23 Jun 2003 to 31 Oct 2007)
    • CF3 Chief Executive (23 Jun 2003 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (23 Jun 2003 to 31 Oct 2007)
    • CF10 Compliance Oversight (23 Jun 2003 to 8 Dec 2019)
    • CF1 Director (23 Jun 2003 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Jun 2003 to 8 Dec 2019)
  • Pinnacle Insurance Limited (no longer approved here)

    FRN 110866

    • SMF9 Chair of the Governing Body (1 Aug 2022 to 30 Aug 2025)
    • SMF10 Chair of the Risk Committee (28 Nov 2019 to 16 Sep 2022)
    • SMF11 Chair of the Audit Committee (28 Nov 2019 to 16 Sep 2022)
  • Pinnacle Insurance Management Services Limited (no longer approved here)

    FRN 315503

    • SMF9 Chair of the Governing Body (1 Aug 2022 to 30 Aug 2025)
  • STIFEL EUROPE LIMITED (no longer approved here)

    FRN 178733

    • (262)CF21 Investment Adviser (23 Dec 2002 to 4 Jun 2003)
    • (261)CF26 Customer Trading (23 Dec 2002 to 4 Jun 2003)
  • Citigroup Global Markets Limited (no longer approved here)

    FRN 124384

    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (261)CF26 Customer Trading at STIFEL EUROPE LIMITED

  2. controlled function added: (262)CF21 Investment Adviser at STIFEL EUROPE LIMITED