Highwood Financial Services

• Principal Place of Business

  Highwood Group Of Companies

  Victoria House 45-47

  Vicarage Road

  Watford

  Hertfordshire

  WD18 0DE

  UNITED KINGDOM

  Phone

  +4401923479850

  Web

  https://www.highwood.co.uk

• Complaints Contact

  Victoria House

  45-47 Vicarage Road

  Watford

  Hertfordshire

  WD18 0DE

  UNITED KINGDOM

  Phone

  +441923479850

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Judith Margaret Parr

  IRN JMP01256

  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 14 Jul 2023)
  • CF30 Customer (26 Nov 2019 to 8 Dec 2019)
• Julian Stuart Kaye

  IRN JSK01023

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 3 Feb 2021)
  • [FCA CF] Client dealing (since 3 Feb 2021)
• Leonard Kushner

  IRN LXK00008

  • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
  • Responsible for Insurance Mediation (14 Jan 2005 to 22 Apr 2005)
  • CF10 Compliance Oversight (12 Jan 2002 to 22 Apr 2005)
  • CF8 Apportionment and Oversight (12 Jan 2002 to 22 Apr 2005)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF4 Partner (1 Dec 2001 to 22 Apr 2005)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Marc Philip Lewis

  IRN MPL00001

  • CF4 Partner (1 Dec 2001 to 11 Oct 2006)
  • CF21 Investment Adviser (1 Dec 2001 to 8 Nov 2006)
• Matthew James Harfitt

  IRN MJH01261

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Significant management (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (1 Jul 2013 to 8 Dec 2019)
  • CF30 Customer (5 Mar 2010 to 8 Dec 2019)
• Michael Gould

  IRN MXG00061

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • [FCA CF] Significant management (since 9 Dec 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF27 Partner (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (21 Jun 2005 to 30 Sep 2018)
  • CF8 Apportionment and Oversight (27 Apr 2005 to 31 Mar 2009)
  • CF11 Money Laundering Reporting (12 Jan 2002 to 8 Dec 2019)
  • CF4 Partner (1 Dec 2001 to 8 Dec 2019)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Michelle Midgen

  IRN MRM01142

  • CF30 Customer (30 Apr 2010 to 16 May 2012)
• Natalie Suzanne Cain

  IRN NSC01050

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • [FCA CF] Client dealing (since 9 Dec 2020)
  • [FCA CF] Significant management (since 9 Dec 2020)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2020)
  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (2 Jul 2013 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 27 Nov 2007)
  • CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (29 Jul 2005 to 6 Mar 2006)
• Paul Andrzej Racibowski

  IRN PAR00015

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Sandra Mary Feuell

  IRN SMH01220

  • CF30 Customer (27 May 2008 to 5 Mar 2009)

No changes recorded yet.