Highwood Financial Services
- FRN
- 135717
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Highwood Group Of CompaniesVictoria House 45-47Vicarage RoadWatfordHertfordshireWD18 0DEUNITED KINGDOM- Phone
- +4401923479850
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Complaints Contact
Victoria House45-47 Vicarage RoadWatfordHertfordshireWD18 0DEUNITED KINGDOM- Phone
- +441923479850
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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P2P Lending Advice
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)
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Pension Transfer Advice
For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Investment Advice (no pensions)
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Sarah Denise Brown
IRN SDB00002
- CF30 Customer (14 Apr 2011 to 16 May 2012)
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Scott Douglas Peplow
IRN SDP00001
- CF21 Investment Adviser (1 Dec 2001 to 28 Apr 2003)
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Shenara Deshani Abraham
IRN SXA92051
- [FCA CF] Functions requiring qualifications (23 Aug 2022 to 4 Apr 2023)
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Steven Howard Marcus
IRN SHM00008
- CF21 Investment Adviser (21 Apr 2006 to 15 Jan 2007)
- CF22 Investment Adviser (Trainee) (7 Nov 2005 to 21 Apr 2006)
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Stuart William Grierson
IRN SWG00001
- CF30 Customer (31 Dec 2008 to 13 Mar 2012)
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Vijay Ghudial
IRN VXG00009
- CF30 Customer (4 Mar 2011 to 23 Jun 2011)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.